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Vol. 9, No. 6, pp. 402-407, November/December 2002
Department of Physiology, Ponce School of Medicine, Ponce, Puerto Rico, 00732
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ABSTRACT |
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Conditioned fear responses to a tone paired with footshock rapidly extinguish when the tone is presented in the absence of the shock. Rather than erase conditioning, extinction is thought to involve the formation of new memory. In support of this, extinguished freezing spontaneously recovers with the passage of time. It is not known, however, how long extinction memory lasts or whether extinction interferes with consolidation of conditioning if given on the same day. To address this, we gave rats 7 trials of auditory fear conditioning followed 1 h later by 20 extinction trials, and tested for spontaneous recovery after a delay of 0, 1, 2, 4, 6, 10, or 14 d. Conditioned freezing to the tone gradually recovered with time to reach 100% by day 10. No-extinction controls indicated that the increase in freezing with time was not owing to incubation of conditioning memory. Complete spontaneous recovery indicates that extinction training given 1 h after conditioning does not interfere with the consolidation of conditioning memory. Despite complete recovery of freezing, rats showed savings in their rate of re-extinction, indicating persistence of extinction memory. These data support the idea that conditioning and extinction of fear are learned by independent systems, each able to retain a long-term memory.
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INTRODUCTION |
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A useful paradigm for studying
long-term memory in animals is Pavlovian fear conditioning, in which a
conditioned stimulus (CS), such as a tone, is paired with an aversive
unconditioned stimulus (US), such as electric shock. After several such
pairings, the tone elicits autonomic and behavioral fear responses such as freezing (Blanchard and Blanchard 1972
; Fanselow 1980
). The association between the tone and shock is robust and long lasting, and
it has been suggested that conditioned fear associations are indelible
(LeDoux et al. 1989
; Ohman and Mineka 2001
; Gale and Fanselow 2002
). If
true, conditioned fear associations could help an animal detect and
avoid previously encountered threats throughout its life.
Once acquired, however, conditioned fear associations are not always
expressed. Repeated presentation of the CS in the absence of the US
causes conditioned responses to extinguish. For example, a single
session of un-reinforced tones is sufficient to extinguish conditioned
freezing levels from 70% to near 0 (Quirk et al. 2000
; Santini et al.
2001
; Herry and Garcia 2002
). In his classic studies with appetitive
conditioning, Pavlov (1927)
demonstrated that conditioned responses
that had been extinguished would spontaneously recover with the passage
of time. He concluded that extinction does not erase the conditioned
association but inhibits the conditioned response. If true, extinction
memory is separate from conditioning memory (Konorski 1967
). More
recent behavioral work has supported this idea for extinction of
conditioned fear (Rescorla and Heth 1975
; Bouton and King 1983
; Herry
and Garcia 2002
).
Spontaneous recovery of conditioned responses after extinction raises several important questions regarding extinction memory that remain unanswered for conditioned fear: (1) For how long is extinction memory expressed, and what is the time course of spontaneous recovery; (2) does conditioned fear spontaneously recover to 100% with sufficient time, or is conditioning partially erased by extinction; and (3) does the passage of time erase extinction memory, or does extinction memory persist despite spontaneous recovery?
We addressed these issues using auditory fear conditioning. Rats were
given conditioning trials followed by extinction trials in a single
day, and then tested for spontaneous recovery after a variable delay.
We have previously shown that extinction memory lasts 48 h in this
paradigm (Santini et al. 2001
), but longer intervals were not tested.
Here we measure spontaneous recovery at various time points up to 14 d.
In addition, we examined the rate of re-extinction for evidence of
persistent extinction memory after spontaneous recovery. A preliminary
report of these findings has appeared (Milad et al. 2001
).
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RESULTS |
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Figure 1 shows the protocol of the
experiment. On d0, rats were given 7 trials of auditory fear
conditioning, followed 1 h later by 20 extinction trials. They were
then tested for spontaneous recovery of freezing to tones after a
variable delay of 0, 1, 2, 4, 6, 10, or 14 d, with separate groups at
each time point. On d0, all groups acquired similar amounts of
conditioned freezing to the tone. Figure 2A
shows the acquired freezing for each group. The average freezing level
across groups was 81% (range, 72%-87%). After 20 extinction trials,
freezing diminished to negligible levels, averaging only 4% (see Fig.
2B). The rate of extinction was similar across groups (see inset of
Fig. 2). The number of trials rats spent at floor (defined as number of
consecutive trials with <5 sec freezing) averaged 10 trials (d0, 9;
d1, 10; d2, 11; d4, 10; d6, 9; d10, 9; d14, 12). Thus, the level of
extinction in all groups was equivalent.
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On the test day, the amount of conditioned freezing that was recovered
increased with increasing post-extinction delay. Figure 2C shows the
percent rebound of freezing, defined as the percent of acquired
freezing from d0 recovered on the test day. One-way ANOVA of rebound
values showed a highly significant main effect of group
(F[6,53] = 11.53, P < 0.001). A rebound value of 100% (indicating no expression of extinction) was outside the 95%
confidence interval for groups 0d, 1d, 2d, 4d, and 6d, but not for
groups d10 and d14. Thus, significant extinction memory was expressed
through 6 d, but not after 10 or 14 d. Histograms of individual rebound
values at each time point are shown in Figure 3, which clearly illustrates the gradual
shift toward 100% with the passage of time.
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The increase in freezing was not owing to incubation of the conditioning memory. No-extinction controls tested either 1 or 14 d after conditioning showed 126% and 104% rebound, respectively. This difference was not significant (t = 1.75, df = 17, P > 0.05), indicating that the passage of time alone did not increase the expression of conditioned freezing. Thus, the increased freezing in the extinction groups is caused most likely by reduced expression of extinction memory rather than by increased expression of conditioning memory.
Because conditioning and extinction were given in the same chamber,
conditioning to the context may have contributed to the increase in
freezing to the tone with time. However, we observed little evidence of
contextual fear conditioning in this experiment. Rats exhibited no
freezing during the intertrial intervals of the extinction sessions,
either on d0 or on the test day. The rate of spontaneous bar-pressing
for food, a more sensitive indicator of conditioned fear (Mast et al.
1982
), also showed no evidence of context conditioning. On average,
rats spontaneously pressed at 20/min (+1.6 SE) prior to conditioning,
and 18/min (+0.9 SE) 1 h after conditioning (just prior to the first
extinction tone). On the test day (just prior to the first extinction
tone), the spontaneous press rate was maintained at 19/min (+2.0 SE).
ANOVA showed no significant difference between these press rates
(F[2,10] = 0.17, P > 0.8). For individual
groups, the rate of pressing at the start of the test day never fell
significantly below 100% of the rate on d0 (d1, 97%; d2, 110%; d4,
153%; d6, 98%; d10, 87%; d14, 83%). Factors that might account for
the absence of context conditioning in our experiments were that
animals had extensive experience with the chambers prior to the start
of the experiments, and were motivated to press for food throughout. Thus, it is unlikely that the increase in freezing to tones with time
could be attributed to increasing fear to the context, because no
context-induced freezing or suppression of bar-pressing was observed.
No extinction memory was expressed 14 d after extinction, as indicated
by the 100% spontaneous recovery of freezing to the tone. Does this
mean that extinction was completely forgotten with time? We compared
the rates of original extinction (d0) and re-extinction (d14) for
evidence of savings (see Fig. 4) . Despite complete recovery of conditioned freezing on d14, rats re-extinguished significantly faster than they extinguished on d0, indicating retention
of extinction memory. Comparison of extinction and re-extinction curves
with ANOVA showed a significant effect of group
(F[1,22] = 4.4, P < 0.05), trial block
(F[6,132] = 145.1, P < 0.001), and
interaction (F[6,132] = 3.8, P < 0.01). Post-hoc tests revealed that re-extinction was significantly faster than original extinction in trial blocks 2 and 3 (P < 0.05). These findings indicate that at least some
component of the extinction memory was intact at d14, despite complete
spontaneous recovery.
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DISCUSSION |
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We have measured the rate of spontaneous recovery of conditioned fear to a tone after extinction. After a single extinction session, conditioned freezing gradually recovered over a period of days to reach 100% by d10. This increase in freezing with time was not owing to incubation of the conditioning memory, because no such increase was observed in extinction-naïve controls. We conclude that the increased freezing was caused by decreased expression of extinction over time.
The recovery of conditioned freezing to 100% demonstrates that
conditioning memory was not erased (even partially) by extinction training. This does not agree with a previous suggestion that extinction training given on the same day as fear conditioning can
disrupt the consolidation of conditioning memory (Cain and Barad 2000
).
In this view, freezing is low the day after extinction because
conditioning memory is prevented from being properly consolidated. If
true, conditioning memory would not be expected to fully recover with
the passage of time as we observed. Our data indicate, instead, that
learning extinction does not induce "unlearning" of conditioning, even if both are given on the same day. However, the ability of extinction training to affect consolidation of acquisition may depend
on the interval between acquisition and extinction training, and on the
number of extinction trials. We examined only a 1-h acquisition-extinction interval in the present study; other intervals might reveal a window of vulnerability for consolidation of
conditioning (Cain and Barad 2000
). Measuring the maximum level of
spontaneous recovery, as in the present study, could be used in
future studies to assess the strength of conditioning memory after extinction.
Extinction memory was expressed for up to 6 d as evidenced by low
rebound of freezing. Similar reports of extinction of conditioned fear
lasting through 10 d have recently appeared (Lattal and Abel 2001
;
Herry and Garcia 2002
), demonstrating that extinction of conditioned
fear is long-term memory. Indeed, extinction memory was still present
even after 14 d, as evidenced by savings in the rate of re-extinction.
The persistence of extinction memory after spontaneous recovery has
been reported for appetitive conditioning (Bouton et al. 1993
).
Therefore, in the same way that extinction does not erase conditioning
memory, neither does the passage of time erase extinction memory, even
though full spontaneous recovery occurs. Our data support the idea of
Bouton (1991)
that extinction and conditioning are stored as separate
memories, both of which are available after extinction.
If both conditioning (CS-US) and extinction (CS-no US) associations
are simultaneously present in the brain, which determines the
behavioral response to the CS? The expression of conditioned freezing
at any given moment appears to be governed by context. It is well
established that extinguished freezing is renewed when animals are
placed in a context other than the one in which extinction occurred
(Bouton and King 1983
). Bouton and coworkers have put forward a model
in which contextual inputs gate retrieval of either conditioning
(CS-US) or extinction (CS-no US) associations (Bouton and King 1983
;
Bouton 1994
). Although spontaneous recovery does not involve an
explicit change of context, Bouton (1993)
has suggested that
spontaneous recovery may be an example of renewal, because the passage
of time alters a "temporal extinction context." Thus, spontaneous
recovery of conditioned fear represents a failure to retrieve
extinction memory rather than a loss of extinction memory. Our
observation that extinction memory persists despite spontaneous
recovery supports the view that spontaneous recovery is a deficit in
retrieval of extinction, rather than loss of extinction memory itself.
What brain structures learn extinction? Several lines of evidence
indicate that extinction learning involves the neocortex. Lesions of
sensory cortices have been shown to block extinction of conditioned
fear (LeDoux et al. 1989
; Teich et al. 1989
). More recent work
indicates that the medial prefrontal cortex (mPFC) plays a key role.
Lesions of the ventral mPFC interfere with extinction of conditioned
fear without affecting conditioning (Morgan et al. 1993
; Morrow et al.
1999
; Quirk et al. 2000
, but see Gewirtz et al. 1997
). Using an
experimental design identical to the present study, we recently
showed that rats with lesions of ventral mPFC (particularly the
infralimbic area) extinguished to normal levels on d0, but recovered
86% of freezing to the tone the following day (Quirk et al. 2000
). The
high recovery in lesioned animals was not significantly different from
control rats that never received extinction on d0. This pattern of
results indicates that vmPFC is not necessary for short-term
(within-session) memory of extinction but may be necessary for
consolidation of extinction leading to stable long-term memory.
Recent physiological data parallel these lesion findings. Twenty-four
hours after extinction training when rats are recalling extinction,
vmPFC evoked potentials (Herry et al. 1999
), and tone responses of
infralimbic neurons (Milad and Quirk 2002
) are potentiated. This
indicates that consolidation of extinction learning is a plastic
process that potentiates auditory inputs to vmPFC. Two possible
candidates are the auditory association cortex (Quirk et al. 1997
) and
the basolateral amygdala (McDonald 1991
), both of which communicate
tone information to the prefrontal cortex. The amygdala seems
particularly important for extinction, as microinjection of NMDA
antagonists (Falls et al. 1992
; Lee and Kim 1998
) or agonists (Walker
et al. 2002
) inhibit or facilitate extinction of conditioned fear,
respectively. Thus, projections from the amygdala to the vmPFC likely
play a role in establishing long-term extinction memory.
Lesions of the amygdala have enduring effects on the acquisition and
expression of conditioned fear (Maren 2000
), indicating that it is a
storage site of fear associations in auditory fear conditioning (Quirk
et al. 1995
; Fendt and Fanselow 1999
; LeDoux 2000
; Walker and Davis
2002
). Projections from the infralimbic cortex to the amygdala are
robust (McDonald et al. 1996
; Fisk and Wyss 2000
) and have been shown
to inhibit transmission within the amygdala (Rosenkranz and Grace
2002
). Thus, extinction may reduce the expression of fear by
potentiating the inhibitory effects of infralimbic cortex on the
amygdala, especially central nucleus output neurons (Royer and Pare 2002
).
In summary, we have shown that extinguished freezing to a tone CS
spontaneously recovers to full strength after 10 d. Despite complete
recovery, extinction memory can still be observed in the rate of
re-extinction. Together with other studies, these findings indicate
that conditioning and extinction of fear are stored as separate
memories in separate structures (perhaps the amygdala and medial
prefrontal cortex, respectively). Spontaneous recovery of extinguished
fear presents a challenge to clinicians who use extinction therapy to
treat phobias and other anxiety disorders (Rodriguez et al. 1999
). A
more complete understanding of the neural circuits that learn and store
extinction memory should lead to more effective treatments for anxiety disorders.
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MATERIALS AND METHODS |
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The procedures used were approved by the Institution Animal Care
and Use Committee (IACUC) of Ponce School of Medicine in compliance
with National Institutes of Health (NIH) guidelines for the care and
use of laboratory animals (publication no. DHHS NIH 86-23). Male
Sprague-Dawley rats, weighing ~300 g, were individually housed in
transparent polyethylene cages inside a negative-pressure clean room
(Colorado Clean Room, Ft. Collins, CO). Food was restricted to 15 g/d
of rat chow for 1 week until bodyweight was reduced to 85% of normal.
During this time, rats were handled and had free access to water. After
reaching optimal body weight, rats were trained to press a bar for
food. We used bar-pressing to maintain a constant level of spontaneous
activity so that freezing to the tone can be reliably measured during
long sessions (Quirk et al. 2000
; Santini et al. 2001
). Rats were
trained in a standard operant chamber (25 × 29 × 28 cm) situated
in a sound-attenuating box that reduced ambient sound to 55 dB
(Coulbourn Instruments). After 7 d, rats learned to press in excess of
20/min on a variable interval schedule of reinforcement (VI-60).
After bar-press training, fear conditioning was administered in the same chamber, which was fitted with an electrifiable grid floor. A speaker was mounted on the opposite wall from the lever. Rats were conditioned four at a time, each in their own box. Food reward was continuously available on a VI-60 schedule throughout the experiment. The conditioned stimulus was a tone (4 kHz, 80 dB SPL, 30 sec), and the unconditioned stimulus was a scrambled footshock (0.6 mA, 0.5 sec) coterminating with the tone. On d0, all rats received five habituation trials (tone alone) followed immediately by seven conditioning trials (tone plus footshock). After 1 h in the home cage, rats in the extinction groups were returned to the operant chamber for 20 extinction trials (tone alone). The intertrial interval varied between 2 to 6 min, throughout. At the conclusion of d0, rats remained in their home cages for 0 to 14 d, and then were given 15 additional extinction trials to test for spontaneous recovery of conditioned freezing (see Fig. 1). Rats were assigned to one of 7 groups, with post-extinction delays of 0 d (30 min, n = 7), 1 d (n = 11), 2 d (n = 10), 4 d (n = 7), 6 d (n = 8), 10 d (n = 6), or 14 d (n = 11). Two additional groups received conditioning only (no-extinction controls) and were tested for recall of conditioning after a delay of 1 d (n = 10) or 14 d (n = 9). A total of 79 rats were used.
Rat behavior was videotaped with digital video cameras (Microvideo
Products). The percent time spent freezing during each tone (the
absence of all movements except for respiration; Blanchard and
Blanchard 1972
) was measured from the videotape by observers blind with
respect to group assignment. Freezing was analyzed in blocks of two
trials. We compared three time points: (1) pre-extinction (first two
trials of extinction on d0), (2) post-extinction (last two trials of
extinction on d0), and (3) spontaneous recovery (first two trials of
extinction on the test day). The degree of spontaneous recovery of
freezing on the test day was expressed as the percent rebound (Santini
et al. 2001
), which is the freezing on the test day divided by the
pre-extinction freezing. Means for freezing and rebound were compared with
ANOVA and Tukey HSD post-hoc tests, when appropriate (STATISTICA, Statsoft).
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ACKNOWLEDGMENTS |
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We gratefully acknowledge the help of Tanvir Syed and Elsamarie Rosaly for training the animals and of Mohammed Milad for helpful discussions. This work was supported by NIH grants R29-MH58883 and S06-GM08239 to G.J.Q.
The publication costs of this article were defrayed in part by payment of page charges. This article must therefore be hereby marked "advertisement" in accordance with 18 USC section 1734 solely to indicate this fact.
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FOOTNOTES |
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Received September 4, 2002; accepted in revised form September 18, 2002.
E-MAIL gjquirk{at}yahoo.com; FAX (787) 844-1980.
Article and publication are at http://www.learnmem.org/cgi/doi/10.1101/lm.49602.
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